PRIVACY STATEMENT OF CMC ADVISORS, INC. AND CMC INTERACTIVE, LLC

A recently enacted federal statute, known as the Gramm-Leach-Bliley Act requires CMC Advisors, Inc. as a 'financial institution' to take affirmative steps to explain to you what our specific policy is with regard to the usage of information about you which you may have provided to us or with regard to other information about you that we may have collected about you.

 

 

I. CATEGORIES OF INFORMATION WE COLLECT

We at CMC collect nonpublic personal information about you from the following sources:

• Information we receive from you on applications or other forms
• Information about your transactions with us, our affiliates, or others; and
• Information we receive from outside sources such as a consumer reporting agency.

II. CATEGORIES OF INFORMATION WE DISCLOSE AND PARTIES TO WHOM WE DISCLOSE

We do not disclose any nonpublic personal information about our customers or former customers to anyone, except as permitted by law.

III. CONFIDENTIALITY AND SECURITY

We at CMC restrict access to nonpublic personal information about you to those employees who need to know that information to provide products or services to you. We maintain physical, electronic and procedural safeguards that comply with federal standards to guard your nonpublic personal information.

END OF STATEMENT

IMPORTANT DISCLOSURE INFORMATION

CMC Advisors, Inc. ("CMC") is an SEC registered investment adviser located in New York, New York. CMC and its representatives are in compliance with the current filing requirements imposed upon SEC registered investment advisers by those states in which CMC maintains clients. CMC may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. CMC's web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of CMC's web site on the Internet should not be construed by any consumer and/or prospective client as CMC's solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by CMC with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of CMC, please contact the SEC or the state securities regulators for those states in which CMC maintains a notice filing. A copy of CMC's current written disclosure statement discussing CMC's business operations, services, and fees is available from CMC upon written request. CMC does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to CMC's web site or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

Please remember that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by CMC), will be profitable or equal any historical performance level(s).

Certain portions of CMC's web site (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, CMC's (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from CMC, or from any other investment professional. CMC is neither an attorney nor an accountant, and no portion of the web site content should be interpreted as legal, accounting or tax advice.

Rankings and/or recognition by unaffiliated rating services and/or publications should not be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results if CMC is engaged, or continues to be engaged, to provide investment advisory services, nor should it be construed as a current or past endorsement of CMC by any of its clients. Rankings published by magazines, and others, generally base their selections exclusively on information prepared and/or submitted by the recognized adviser.

Each client and prospective client agrees, as a condition precedent to his/her/its access to CMC's web site, to release and hold harmless CMC, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from CMC.